Legal
Complaints Procedure
[This page must be finalised by a qualified adviser before launch.] This page should explain how clients raise concerns and escalate them, including reference to a redress scheme.
How to raise a complaint
[Describe the first point of contact and how to submit a complaint.]
How we handle it
[Set out timescales and the internal review process.]
Escalation
[Explain how to escalate to an independent redress scheme.]
Regulatory disclosures
REGA registration, FAL advertising licence, and WAFI for off-plan. Client Money Protection and anti-money-laundering procedures apply. [Confirm all details.]
